FIN 476 - Investment Industry Essentials

Description:
Covers key concepts and competencies that may be included in the Securities Industry Essentials® (SIE®) Exam.

Prerequisites:
Prerequisite: FIN 475 or PFP 475 with a grade of C or higher or by department permission.

Credits: (3)

Learner Outcomes:
Upon successful completion of this course, the student will be able to:

Differentiate between the purposes of various investment securities and vehicles.
Evaluate the appropriate investment security or vehicles given a stated objective.
Assign the appropriate federal, state and department regulations to an investment decision.
Describe the appropriate procedures employed to establish and maintain federal, state and department regulations for select securities.
Describe the role and application of fundamental, economic and market analyses for security investments.
Explain the distinctions between trading markets.

Learner Outcomes Approval Date:
1/22/21

Anticipated Course Offering Terms and Locations: